While Veritas Consultancy is not a law firm, you’ll have the benefit of working with licensed attorneys that bring extensive real-world experience in financial services, compliance, and regulatory matters.

We assist broker-dealers, registered investment advisors, private funds, individuals, and other financial services firms with the regulatory and compliance challenges they face every day. Our services include broker-dealer and RIA compliance, AML, alternative investment fund formation support, responses to regulatory inquiries such as FINRA Rule 8210 requests, outsourced General Counsel and Chief Compliance Officer services, compliance program development, policies and procedures, employee training, and ongoing regulatory guidance.

No two firms are alike, and we don’t believe in one-size-fits-all compliance. We take the time to understand your business, your goals, and your regulatory obligations so we can provide practical, straightforward advice that makes sense for your organization. Technology is one of the tools we use—but personal attention, responsiveness, and sound judgment remain at the center of everything we do.